DFX Intelligence

J••••• H•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••• H•••• M••••

Advisor at S••••• A••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d59bbe7c-2f78-55c1-cf25-677d98caca9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Nov 12, 2025	n/a	yes	Vestavia Hills, AL\|BIRMINGHAM, AL\|Clanton, AL\|Tuscaloosa, AL	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Sep 15, 2017	Feb 5, 2021	no	Birmingham, AL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• A•••• M••••••••• I•••	S••••• A••••••• I•••	Jun 30, 2016	Jun 30, 2016	0	Bulk transfer	Other

Relationships

Registered with (2)

→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Sep 15, 2017 to Feb 5, 2021factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2010 to Jun 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d59bbe7c-2f78-55c1-cf25-677d98caca9b
First observed: Jan 31, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.