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Advisor at WESTWOOD MANAGEMENT CORP
DALLAS, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTWOOD MANAGEMENT CORP | Other adviser | Feb 16, 2023 | n/a | yes | HOUSTON, TX|DALLAS, TX | Current employment |
| SALIENT CAPITAL ADVISORS, LLC | Former SEC adviser | Sep 5, 2011 | Nov 21, 2022 | no | HOUSTON, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 22, 2006 | May 30, 2007 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 26, 2004 | Oct 1, 2004 | no | WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SALIENT CAPITAL ADVISORS, LLC | WESTWOOD MANAGEMENT CORP | Nov 21, 2022 | Feb 16, 2023 | 87 | Firm change | Other |
| WELLS FARGO ADVISORS | SALIENT CAPITAL ADVISORS, LLC | May 30, 2007 | Sep 5, 2011 | 1,559 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 1, 2004 | Mar 22, 2006 | 537 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153914:110269:TX:2022-11-21 | Nov 21, 2022 | Feb 16, 2023 | HOUSTON, TX | Firm change |