DFX Intelligence

K•••• J•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K•••• J•••••• T•••••

Advisor at G•••••• S•••• W••••• S•••••••• L•••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:d5a4e6c1-6297-30c0-75ed-201853d13809

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S•••• W••••• S•••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Aug 14, 2026	n/a	yes	NEWPORT BEACH, CA	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Feb 23, 2022	Aug 30, 2023	no	Plano, TX\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	G•••••• S•••• W••••• S•••••••• L•••	Aug 30, 2023	Aug 14, 2026	1,080	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2022 to Aug 30, 2023factForm ADV

Dated events

Occurred
Aug 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5a4e6c1-6297-30c0-75ed-201853d13809
First observed: Feb 23, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.