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Advisor at VECTOR FINANCIAL SOLUTIONS, INC.
ESCONDIDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VECTOR FINANCIAL SOLUTIONS, INC. | State registered | Oct 19, 2022 | n/a | yes | ESCONDIDO, CA | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 26, 2017 | May 28, 2020 | no | ESCONDIDO, CA|escondido, CA|PHOENIX, AZ | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 10, 1999 | Oct 27, 2017 | no | ESCONDIDO, CA|CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | VECTOR FINANCIAL SOLUTIONS, INC. | May 28, 2020 | Oct 19, 2022 | 874 | Firm change after gap | Ibd to state RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SAGEPOINT FINANCIAL, INC. | Oct 27, 2017 | Oct 26, 2017 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:133763:CA:2017-10-27 | Oct 27, 2017 | Oct 26, 2017 | CARLSBAD, CA | Firm change |