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Advisor at PROSPERA FINANCIAL SERVICES, INC.
DALLAS, TX | MT Pleasant, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 15, 2017 | n/a | yes | MT Pleasant, TX|DALLAS, TX | Current employment |
| VSR ADVISORY SERVICES | Former SEC adviser | Sep 2, 2016 | Nov 2, 2016 | no | MOUNT PLEASANT, TX|SULPHUR SPRINGS, TX|MOUNT PLEASANT, TX|PITTSBURG, TX|OVERLAND PARK, KS | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | Feb 23, 2017 | no | PITTSBURG, TX|MOUNT PLEASANT, TX|MOUNT PLEASANT, TX|SULPHER SPRINGS, TX | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jul 11, 2006 | Sep 1, 2016 | no | PITTSBURG, TX|SULPHER SPRINGS, TX|MOUNT PLEASANT, TX|OVERLAND PARK, KS|MOUNT PLEASANT, TX|WORDEN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | VSR ADVISORY SERVICES | Feb 23, 2017 | Sep 2, 2016 | -174 | Channel change | Other |
| VSR ADVISORY SERVICES | PROSPERA FINANCIAL SERVICES, INC. | Nov 2, 2016 | Feb 15, 2017 | 105 | Firm change | Other |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:14503:TX:2017-02-23 | Feb 23, 2017 | Sep 2, 2016 | SULPHER SPRINGS, TX | Firm change after gap |