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CRD 151491
CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH JOHN DESIPIO | Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst | SAN FRANCISCO, CA | CONSHOHOCKEN, PA | 16 | 40 | 1 | no |
| LAWRENCE HOWARD LEMPERT | n/a | CONSHOHOCKEN, PA | 14 | 22 | 1 | no |
| RYAN MICHAEL BAILEY | n/a | CONSHOHOCKEN, PA | 13 | 21 | 1 | no |
| Benjamin Alfred Singer | n/a | RANCHO SANTA FE, CA | CONSHOHOCKEN, PA | 0 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| VEGAEX, LP | Hedge Fund | $2.6M | Oct 3, 2024 | 7 | Mar 12, 2013 | reported | n/a |
| CAERUS VOLATILITY ARBITRAGE FUND, LP | Hedge Fund | $0 | Nov 16, 2015 | 0 | Mar 12, 2013 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARIN HOLDINGS LLC | Member | E | yes | 04/2010 | Mar 28, 2012 | Oct 3, 2024 |
| DESIPIO, JOSEPH, JOHN | MANAGING MEMBER | C | yes | 04/2010 | Nov 15, 2011 | Oct 3, 2024 |
| DESIPIO, JOSEPH, JOHN | Manager | Na | yes | 08/2009 | Nov 15, 2011 | Oct 3, 2024 |
| LEMPERT, LAWRENCE, HOWARD | MANAGING MEMBER | C | yes | 01/2012 | Nov 15, 2011 | Oct 3, 2024 |
| LEMPERT, LAWRENCE, HOWARD | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2011 | Nov 15, 2011 | Oct 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $10B | $10B | 11 | 5 | 0 | 1 | n/a |
| 2024 | Apr 17, 2025 | $5.0B | $5.0B | 10 | 4 | 0 | 1 | n/a |
| 2023 | Mar 29, 2024 | $988M | $988M | 5 | 4 | 0 | 1 | $2.6M |
| 2022 | Mar 31, 2023 | $345M | $345M | 6 | 5 | 0 | 1 | $2.6M |
| 2021 | Mar 25, 2022 | $287M | $287M | 6 | 5 | 0 | 1 | $2.7M |
| 2020 | Mar 30, 2021 | $215M | $215M | 6 | 5 | 0 | 1 | $1.0M |
| 2019 | Mar 31, 2020 | $485M | $485M | 6 | 5 | 0 | 1 | $1.0M |
| 2018 | Apr 1, 2019 | $126M | $126M | 6 | 5 | 1 | 1 | $1.0M |
| 2017 | Mar 30, 2018 | $82.2M | $82.2M | 4 | 4 | 1 | 1 | $2.7M |
| 2016 | Mar 29, 2017 | $23.7M | $23.7M | 6 | 4 | n/a | 1 | $2.2M |
| 2015 | Mar 30, 2016 | $18.0M | $18.0M | 6 | 3 | n/a | 1 | $1.3M |
| 2014 | Mar 16, 2015 | $25.6M | $25.6M | 6 | 3 | n/a | 2 | $1.3M |
| 2013 | Jan 23, 2014 | $3.1B | $3.1B | 9 | 4 | n/a | 2 | $950,000 |
| 2012 | Mar 12, 2013 | $292M | $292M | 6 | 3 | n/a | 2 | $0 |
| 2011 | Mar 28, 2012 | $202M | $202M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10B | $5.0B | 104.8% | $345M | 209.0% | 11 | 10 | 0 | 0 |