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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LAURUS CAPITAL MANAGEMENT, LLC

CRD 138014

NEW YORK, NY

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Search this name across graphsid dfx:ria:d5abb297-13f3-6dcf-0dac-d40d45f93d5a

Data as of Aug 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Aug 9, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.4MItem 5.F on the latest filing (2013-08-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $18.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $26.4M
SEC number: 801-65157
CRD: 138014
Filings on the tape: 3
First filed: Feb 15, 2012
Latest filed: Aug 9, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LAURUS MASTER FUND, LTD. (IN LIQUIDATION)	Hedge Fund	$327M	Feb 15, 2012	158	Feb 15, 2012	dropped	n/a
LAURUS U.S. FUND, L.P.	Hedge Fund	$18.3M	Aug 9, 2013	40	Jan 16, 2013	reported	021-40278

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E-D SERVICES LLC	Member	D	yes	11/2005	Feb 15, 2012	Aug 9, 2013
EG SOLO SERVICES LLC	Member	D	yes	11/2005	Feb 15, 2012	Aug 9, 2013
GRIN, DAVID	Member	E	yes	05/2004	Feb 15, 2012	Aug 9, 2013
GRIN, DAVID	LIMITED PARTNER	C	yes	11/2005	Feb 15, 2012	Aug 9, 2013
GRIN, EUGENE	Member	E	yes	05/2004	Feb 15, 2012	Aug 9, 2013
GRIN, EUGENE	LIMITED PARTNER	C	yes	11/2005	Feb 15, 2012	Aug 9, 2013
GRIN, EUGENE	Principal	Na	yes	12/2000	Feb 15, 2012	Aug 9, 2013
HRAFNKELSDOTTIR, LARA, SIF	SMD-CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Feb 15, 2012	Aug 9, 2013
LCM GENERAL PARTNER, LLC	GENERAL PARTNER	F	yes	11/2005	Feb 15, 2012	Aug 9, 2013
LCM MEMBER, L.P.	MANAGING MEMBER	E	yes	11/2005	Feb 15, 2012	Aug 9, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VALENS INVESTMENT ADVISERS, L.P.	n/a	Former SEC adviser	$158M	N	yes	n/a
LAURUS FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a
VALENS CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
VALENS FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Jan 16, 2013	$104M	$104M	4	4	n/a	1	$34.7M
2011	Feb 15, 2012	$401M	$401M	n/a	n/a	n/a	1	$327M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$26.4M	$401M	-93.4%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (2)

← VALENS INVESTMENT ADVISERS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ VALENS INVESTMENT ADVISERS, L.P.Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ LAURUS U.S. FUND, L.P.Private fundHedge Fund, IA
Jan 16, 2013 to presentfactForm ADV
→ LAURUS MASTER FUND, LTD. (IN LIQUIDATION)Private fundHedge Fund, IA, no longer reported
Feb 15, 2012 to Feb 15, 2012factForm ADV

Controls (7)

← GRIN, EUGENEOwnerMEMBER, ownership code E, individual
Feb 15, 2012 to presentfactForm ADV
← HRAFNKELSDOTTIR, LARA, SIFOwnerSMD-CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV
← GRIN, DAVIDOwnerMEMBER, ownership code E, individual
Feb 15, 2012 to presentfactForm ADV
← E-D SERVICES LLCOwnerMEMBER, ownership code D, domestic entity
Feb 15, 2012 to presentfactForm ADV
← EG SOLO SERVICES LLCOwnerMEMBER, ownership code D, domestic entity
Feb 15, 2012 to presentfactForm ADV
← LCM GENERAL PARTNER, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Feb 15, 2012 to presentfactForm ADV
← LCM MEMBER, L.P.OwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5abb297-13f3-6dcf-0dac-d40d45f93d5a
First observed: Feb 15, 2012
Last observed: Aug 9, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAURUS CAPITAL MANAGEMENT, LLC

CRD 138014

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5abb297-13f3-6dcf-0dac-d40d45f93d5a

Data as of Aug 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LAURUS MASTER FUND, LTD. (IN LIQUIDATION)

Hedge Fund

$327M

Feb 15, 2012

158

Feb 15, 2012

dropped

n/a

LAURUS U.S. FUND, L.P.

Hedge Fund

$18.3M

Aug 9, 2013

Jan 16, 2013

reported

021-40278

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

E-D SERVICES LLC

Member

yes

11/2005

Feb 15, 2012

Aug 9, 2013

EG SOLO SERVICES LLC

Member

yes

11/2005

Feb 15, 2012

Aug 9, 2013

GRIN, DAVID

Member

yes

05/2004

Feb 15, 2012

Aug 9, 2013

GRIN, DAVID

LIMITED PARTNER

yes

11/2005

Feb 15, 2012

Aug 9, 2013

GRIN, EUGENE

Member

yes

05/2004

Feb 15, 2012

Aug 9, 2013

GRIN, EUGENE

LIMITED PARTNER

yes

11/2005

Feb 15, 2012

Aug 9, 2013

GRIN, EUGENE

Principal

yes

12/2000

Feb 15, 2012

Aug 9, 2013

HRAFNKELSDOTTIR, LARA, SIF

SMD-CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER

yes

01/2010

Feb 15, 2012

Aug 9, 2013

LCM GENERAL PARTNER, LLC

GENERAL PARTNER

yes

11/2005

Feb 15, 2012

Aug 9, 2013

LCM MEMBER, L.P.

MANAGING MEMBER

yes

11/2005

Feb 15, 2012

Aug 9, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VALENS INVESTMENT ADVISERS, L.P.

n/a

Former SEC adviser

$158M

yes

n/a

LAURUS FINANCIAL, LLC

n/a

yes

n/a

VALENS CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

VALENS FINANCIAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Jan 16, 2013

$104M

n/a

$34.7M

2011

Feb 15, 2012

$401M

n/a

$327M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$26.4M

$401M

-93.4%

n/a