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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ABRAHAM & CO., INC.

CRD 299085

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5b1ffeb-5d8c-cd87-cdea-2c7f4b7f7dfd

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jan 16, 2026 to Feb 25, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $117MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $117M
Private client RAUM: $117MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $23.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 850
Individual clients: 320
High net worth clients: 35
SEC number: 801-135095
CIK: 1904
CRD: 299085
Filings on the tape: 2
First filed: Jan 16, 2026
Latest filed: Feb 25, 2026
Organised: Corporation, WA
Website: abrahamco.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KYE AUBREY ABRAHAM	n/a	GIG HARBOR, WA	7	45	n/a	yes
Kyle David Appelbaum	n/a	GIG HARBOR, WA \| Spokane, WA	5	11	1	no
Matthew Philip Sherman	n/a	Corona, CA \| GIG HARBOR, WA	4	13	n/a	no
Andrew James Amoroso	n/a	GIG HARBOR, WA \| Lynnwood, WA	4	13	n/a	no
Chelsea Pittman	n/a	Long Beach, CA \| Corona, CA	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABRAHAM, KYE, AUBREY	PRESIDENT, SOLE SHAREHOLDER, CHIEF COMPLIANCE OFFICER	E	yes	06/1983	Feb 25, 2026	Feb 25, 2026
Appelbaum, Kyle, David	CHIEF INVESTMENT OFFICER	Na	yes	04/2024	Feb 25, 2026	Feb 25, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 2

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$117M	$117M	5	5	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$117M	n/a	n/a	n/a	n/a	5	n/a	3	n/a

Relationships

Controls (2)

← ABRAHAM, KYE, AUBREYOwnerPRESIDENT, SOLE SHAREHOLDER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 25, 2026 to presentfactForm ADV
← Appelbaum, Kyle, DavidOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 25, 2026 to presentfactForm ADV

Registered with (8)

← Chelsea PittmanAdvisorregistration: current employment
Nov 7, 2024 to presentfactForm ADV
← Andrew James AmorosoAdvisorregistration: current employment
Mar 16, 2022 to presentfactForm ADV
← Matthew Philip ShermanAdvisorregistration: current employment
Oct 5, 2021 to presentfactForm ADV
← Kyle David AppelbaumAdvisorregistration: current employment
Jul 22, 2021 to presentfactForm ADV
← KYE AUBREY ABRAHAMAdvisorregistration: current employment
Jun 28, 2019 to presentfactForm ADV
← SHAWN LAWRENCE CONNOLLYAdvisorregistration: previous registration
Jun 9, 2022 to Aug 29, 2024factForm ADV
← Darrin Mitchel McComasAdvisorregistration: previous registration
Jul 19, 2019 to Apr 3, 2024factForm ADV
← CHRISTINE MARIE EVERETT - FRANTONIUSAdvisorregistration: previous registration
Jan 6, 2021 to Nov 23, 2022factForm ADV

Dated events

Occurred
Aug 29, 2024
Advisor departed, no destination yet
Shawn Lawrence Connolly no longer registered at Abraham & Co., Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Apr 3, 2024
Advisor changed firm
Darrin Mitchel Mccomas left Abraham & Co., Inc. for Prosperity Capital Advisors (registered 2024-03-11)
Form ADVobserved 5 days ago
Occurred
Nov 23, 2022
Advisor departed, no destination yet
Christine Marie Everett - Frantonius no longer registered at Abraham & Co., Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5b1ffeb-5d8c-cd87-cdea-2c7f4b7f7dfd
First observed: Jan 16, 2026
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABRAHAM & CO., INC.

CRD 299085

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5b1ffeb-5d8c-cd87-cdea-2c7f4b7f7dfd

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KYE AUBREY ABRAHAM

n/a

GIG HARBOR, WA

n/a

yes

Kyle David Appelbaum

n/a

GIG HARBOR, WA | Spokane, WA

Matthew Philip Sherman

n/a

Corona, CA | GIG HARBOR, WA

n/a

Andrew James Amoroso

n/a

GIG HARBOR, WA | Lynnwood, WA

n/a

Chelsea Pittman

n/a

Long Beach, CA | Corona, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABRAHAM, KYE, AUBREY

PRESIDENT, SOLE SHAREHOLDER, CHIEF COMPLIANCE OFFICER

yes

06/1983

Feb 25, 2026

Appelbaum, Kyle, David

CHIEF INVESTMENT OFFICER

yes

04/2024

Feb 25, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$117M

n/a