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Advisor at J.P. MORGAN SECURITIES LLC
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 2, 2018 | n/a | yes | BOSTON, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 14, 2011 | Jun 12, 2018 | no | ROCKLAND, MA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 16, 2002 | Feb 19, 2004 | no | NORWELL, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Jun 12, 2018 | Jun 2, 2018 | -10 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Feb 19, 2004 | Feb 14, 2011 | 2,552 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:79:MA:2018-06-12 | Jun 12, 2018 | Jun 2, 2018 | ROCKLAND, MA | Firm change |