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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Hyannis, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 13, 2022 | n/a | yes | Hyannis, MA | Current employment |
| CANTELLA & CO., INC. | Former SEC adviser | Sep 15, 2009 | Jun 1, 2023 | no | HYANNIS, MA|Malden, MA|HYANNIS, MA|Malden, MA|MALDEN, MA | Previous registration |
| THE CAPITAL GROUP, INC. | n/a | Mar 28, 2001 | Oct 28, 2004 | no | HYANNIS, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 18, 2001 | Aug 31, 2009 | no | HYANNIS, MA|HYANNIS, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 1, 2023 | Dec 13, 2022 | -170 | Bulk transfer | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | THE CAPITAL GROUP, INC. | Aug 31, 2009 | Mar 28, 2001 | -3,078 | Firm change after gap | Other |
| THE CAPITAL GROUP, INC. | CANTELLA & CO., INC. | Oct 28, 2004 | Sep 15, 2009 | 1,783 | Firm change after gap | Other |