DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F•••• P••••••• W•••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Feb 27, 2018 | n/a | yes | ST. LOUIS, MO|CENTREVILLE, MD|KNOXVILLE, TN|ANNAPOLIS, MD | Current employment |
| B••••••••• W••••• • F•••••••• M••••••••• L•• | Former SEC adviser | Jan 11, 2016 | Mar 5, 2018 | no | Bethesda, MD|Easton, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• • F•••••••• M••••••••• L•• | F•••• P••••••• W•••••• L•• | Mar 5, 2018 | Feb 27, 2018 | -6 | Firm change | Other |
| T••••• W••••• M••••••••• | B••••••••• W••••• • F•••••••• M••••••••• L•• | Dec 31, 2015 | Jan 11, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152965:159289:MD:2018-03-05 | Mar 5, 2018 | Feb 27, 2018 | EASTON, MD | Firm change |
| 132601:152965:MD:2015-12-31 | Dec 31, 2015 | Jan 11, 2016 | EASTON, MD | Firm change |
| T••••• W••••• M••••••••• | Former SEC adviser | Jan 4, 2008 | Dec 31, 2015 | no | EASTON, MD | Previous registration |
| M•••••••• A••••••• S•••••••• L•• | n/a | May 21, 2002 | Dec 31, 2007 | no | GAITHERSBURG, MD | Previous registration |
| 11 |
| Firm change |
| Other |
| M•••••••• A••••••• S•••••••• L•• | T••••• W••••• M••••••••• | Dec 31, 2007 | Jan 4, 2008 | 4 | Firm change | Other |