This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Aug 3, 2018

First registration

Aug 8, 2018

Dual registered

yes, broker-dealer

Other names

BRIANNE RENEE AVRAMS|BRIANNE Renee FAULKNER|BRIANNE FAULKNER

IAPD individual key

6221177

• Occurred

  Oct 13, 2022
  Advisor changed firm

  Brianne Renee Faulkner left Raymond James Financial Services Advisors, Inc for Principal Securities, Inc. (registered 2024-01-05)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d5c3c1cb-bd39-557c-0454-c874e7a5bf73

First observed

Aug 8, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.