DFX Intelligence

S•••• L•• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

S•••• L•• D•••••

Advisor at E•••• P•••• I••••••••• A•••••••• I•••

BEDFORD, NH

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Search this name across graphsid dfx:ria:d5c86469-4514-19f0-c1d6-faa0ecb95192

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• P•••• I••••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• P•••• I••••••••• A•••••••• I•••	State registered	Dec 18, 2012	n/a	yes	BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 9, 2001	n/a	yes	BEDFORD, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• I••••••••• A••••••• I••	L•• F•••••••• L••	Oct 1, 2012	Oct 9, 2001	-4,010	Firm change after gap	Other

Relationships

Registered with (3)

→ E•••• P•••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 18, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 9, 2001 to presentfactForm ADV
→ E••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Sep 28, 2001 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5c86469-4514-19f0-c1d6-faa0ecb95192
First observed: Sep 28, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.