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Advisor at LPL FINANCIAL LLC
KENNER, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 23, 2020 | n/a | yes | KENNER, LA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 3, 2012 | Nov 25, 2020 | no | KENNER, LA|McKinney, TX|KENNER, LA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 11, 2004 | Feb 6, 2012 | no | METAIRIE, LA|METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Nov 25, 2020 | Nov 23, 2020 | -2 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | WOODBURY FINANCIAL SERVICES, INC. | Feb 6, 2012 | Feb 3, 2012 | -3 | Firm change | Other |