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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 18, 2022 | n/a | yes | APPLE VALLEY, MN|WOODBURY, MN|EAGAN, MN|Lakeville, MN|Orlando, FL | Current employment |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Feb 20, 2017 | May 18, 2022 | no | APPLE VALLEY, MN|Woodbury, MN|EAGAN, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| E••••• J•••• | C••• B•••••••• S•••••••• I••• | Dec 20, 2016 | Feb 20, 2017 |
| E••••• J•••• | National bd RIA | Jun 7, 2013 | Dec 20, 2016 | no | WOODBURY, MN|BLOOMINGTON, MN|BLOOMINGTON, MN | Previous registration |
| F•••• T•••• A••••••• L• | Asset manager | Aug 16, 2010 | Jan 22, 2013 | no | WHEATON, IL | Previous registration |
| 62 |
| Firm change |
| Other |
| F•••• T•••• A••••••• L• | E••••• J•••• | Jan 22, 2013 | Jun 7, 2013 | 136 | Firm change | Other |