This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GATEWAY FINANCIAL ADVISORS TEXAS, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Apr 21, 2021

First registration

Sep 21, 2021

Dual registered

no

Other names

MAL MOORE

IAPD individual key

7303493

• Occurred

  Apr 9, 2025
  Advisor changed firm

  Mallory Nicole Moore left First Trust Advisors Lp for Gateway Financial Advisors Texas, Llc (registered 2025-08-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d5d0db83-8e33-355f-8882-1a4b7c8b7faa

First observed

Sep 21, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.