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Advisor at SUNBELT SECURITIES
HOUSTON, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Jun 20, 2012 | n/a | yes | HOUSTON, TX|HOUSTON, TX|Dallas, TX | Current employment |
| MILKIE/FERGUSON INVESTMENTS, INC. | n/a | Dec 18, 2007 | Jun 26, 2012 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | May 1, 2002 | Nov 7, 2007 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MILKIE/FERGUSON INVESTMENTS, INC. | SUNBELT SECURITIES | Jun 26, 2012 | Jun 20, 2012 | -6 | Firm change | Other |
| COMERICA SECURITIES | MILKIE/FERGUSON INVESTMENTS, INC. | Nov 7, 2007 | Dec 18, 2007 | 41 | Firm change | Other |