DFX Intelligence

R•••••• E•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

R•••••• E•••• L••••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | Grand Rapids, MI

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Search this name across graphsid dfx:ria:d5e99fb5-4c53-2aa9-dec4-371707850643

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Apr 30, 2023	n/a	yes	Grand Rapids, MI\|NEW YORK, NY	Current employment
C••••• P••••••• O••• L••	Institutional manager	Feb 22, 2016	Apr 24, 2023	no	Grand Rapids, MI\|NEW YORK, NY\|Grand Rapids, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• O••• L••	C••••• P••••••• L••	Apr 24, 2023	Apr 30, 2023	6	Bulk transfer	RIA to RIA
R•• R•••••••• L••	C••••• P••••••• O••• L••	Feb 8, 2016	Feb 22, 2016

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Apr 30, 2023 to presentfactForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Feb 22, 2016 to Apr 24, 2023factForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
May 21, 2014 to Feb 8, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5e99fb5-4c53-2aa9-dec4-371707850643
First observed: May 21, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.