DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SPROUT ADVISERS

SPROUT FINANCIAL LLC, CRD 293200

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5ed8730-1849-a572-cba9-9eeb9aa7a3db

Data as of Jun 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2018 to Jun 25, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $13.8MItem 5.F on the latest filing (2020-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13.8M
Private client RAUM: $13.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 763
Individual clients: 323
SEC number: 801-112883
CRD: 293200
Filings on the tape: 12
First filed: Mar 20, 2018
Latest filed: Jun 25, 2020
Organised: Limited Liability Company, Utah

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Carr, Joshua, James	OWNER, PARTNER	D	yes	02/2018	Mar 20, 2018	Jun 25, 2020
Stewart, Edward, Anderson	OWNER, CHIEF COMPLIANCE OFFICER	D	yes	02/2018	Mar 20, 2018	Jun 25, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SPROUT RESIDENTIAL FUND, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 31, 2020	$13.8M	$13.8M	2	2	0	n/a	n/a
2018	Mar 28, 2019	$27.3M	$12.8M	2	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$13.8M	$27.3M	-49.7%	n/a	n/a	2	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MY PROSPER TEAM	2	Jan 14, 2020	Mar 17, 2021	LEHI, UT	Team lift out	RIA to RIA	50.0%

Relationships

Controls (2)

← Stewart, Edward, AndersonOwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 20, 2018 to presentfactForm ADV
← Carr, Joshua, JamesOwnerOWNER, PARTNER, ownership code D, individual
Mar 20, 2018 to presentfactForm ADV

Moved with (1)

→ MY PROSPER TEAMRegistered adviser2 advisors, team lift out, same day
Jan 14, 2020 to Mar 17, 2021factForm ADV

Registered with (4)

← TYLER WILLIAM HANSENAdvisorregistration: previous registration
Aug 8, 2018 to Dec 14, 2020factForm ADV
← ROBERT FRANKLIN HANSENAdvisorregistration: previous registration
Oct 18, 2018 to Jan 14, 2020factForm ADV
← MATTHEW C HESSAdvisorregistration: previous registration
Oct 18, 2018 to Jan 14, 2020factForm ADV
← RYAN JAMES ROBERTSONAdvisorregistration: previous registration
Oct 24, 2018 to Jan 14, 2020factForm ADV

Dated events

Occurred
Mar 20, 2018
First Form ADV filing
Sprout Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5ed8730-1849-a572-cba9-9eeb9aa7a3db
First observed: Mar 20, 2018
Last observed: Jun 25, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPROUT ADVISERS

SPROUT FINANCIAL LLC, CRD 293200

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5ed8730-1849-a572-cba9-9eeb9aa7a3db

Data as of Jun 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Carr, Joshua, James

OWNER, PARTNER

yes

02/2018

Mar 20, 2018

Jun 25, 2020

Stewart, Edward, Anderson

OWNER, CHIEF COMPLIANCE OFFICER

yes

02/2018

Mar 20, 2018

Jun 25, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SPROUT RESIDENTIAL FUND, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 31, 2020

$13.8M

n/a

2018

Mar 28, 2019

$27.3M

$12.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$13.8M

$27.3M

-49.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MY PROSPER TEAM

Jan 14, 2020

Mar 17, 2021

LEHI, UT

Team lift out

RIA to RIA

50.0%