DFX Intelligence

R••••• J•••• D• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)10 years in industry

R••••• J•••• D• M•••••••••

Advisor at D••••••• I••••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d5ee91f7-0ac3-bcc7-8755-c1a7aaebb343

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• I••••••••• A•••••••• I•••	Independent wealth	Oct 16, 2023	n/a	yes	GREAT FALLS, MT\|Bozeman, MT	Current employment
D••• D••••••• • C••	Independent wealth	Oct 16, 2023	n/a	yes	BOZEMAN, MT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	D••• D••••••• • C••	Nov 6, 2019	Oct 16, 2023	1,440	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (3)

→ D••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2019 to Nov 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5ee91f7-0ac3-bcc7-8755-c1a7aaebb343
First observed: Oct 24, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.