DFX Intelligence

R••••• J•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

R••••• J•••• R•••••••••

Advisor at A•••••• S••••• C••••••

BERKELEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5f9c2d5-f2a2-2545-33ef-9a7fb9f4716f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S••••• C••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S••••• C••••••	Asset manager	Jan 6, 2010	n/a	yes	BERKELEY, CA\|BERKELEY, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2005	Dec 31, 2009	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A•••••• S••••• C••••••	Dec 31, 2009	Jan 6, 2010	6	Firm change	Other
C•••••••• I••••••••• R•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 28, 2005	Mar 28, 2005

Relationships

Registered with (4)

→ A•••••• S••••• C••••••Registered adviserregistration: current employment
Jan 6, 2010 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2005 to Dec 31, 2009factForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2004 to Mar 28, 2005factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5f9c2d5-f2a2-2545-33ef-9a7fb9f4716f
First observed: Aug 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.