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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Dripping Springs, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 8, 2022 | n/a | yes | Dripping Springs, TX | Current employment |
| LIVE OAK INVESTMENT PARTNERS | Independent wealth | Oct 29, 2020 | Mar 31, 2021 | no | Austin, TX | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Jan 10, 2020 | Apr 3, 2023 | no | Austin, TX|Malden, MA|Dripping Springs, TX|MALDEN, MA | Previous registration |
| LIVE OAK INVESTMENT PARTNERS | Independent wealth | Jan 2, 2020 | Jan 10, 2020 | no | Austin, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 22, 2002 | Jan 6, 2020 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | LIVE OAK INVESTMENT PARTNERS | Apr 3, 2023 | Oct 29, 2020 | -886 | Firm change after gap | Ibd to RIA |
| LIVE OAK INVESTMENT PARTNERS | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 31, 2021 | Dec 8, 2022 | 617 | Firm change after gap | RIA to ibd |
| LIVE OAK INVESTMENT PARTNERS | CANTELLA & CO., INC. | Jan 10, 2020 | Jan 10, 2020 | 0 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | LIVE OAK INVESTMENT PARTNERS | Jan 6, 2020 | Jan 2, 2020 | -4 | Firm change | Ibd to RIA |