DFX Intelligence

D••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D••••• R••••• B••••

Advisor at F••••••••• I••••••••• A••••••• L••

PHOENIX, AZ | Peoria, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6034b4b-71c4-f86b-b2e5-8edf8e59c0c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jun 11, 2024	n/a	yes	Peoria, AZ\|PHOENIX, AZ	Current employment
S••••••• F•••••••• G••••	Independent wealth	Feb 28, 2023	Apr 24, 2024	no	PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• G••••	F••••••••• I••••••••• A••••••• L••	Apr 24, 2024	Jun 11, 2024	48	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••••• F•••••••• G••••	Dec 21, 2022	Feb 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149018:MO:2022-04-11	Apr 11, 2022	Apr 21, 2022	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ S••••••• F•••••••• G••••Registered adviserregistration: previous registration
Feb 28, 2023 to Apr 24, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 21, 2022 to Dec 21, 2022factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6034b4b-71c4-f86b-b2e5-8edf8e59c0c6
First observed: Jun 29, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.