DFX Intelligence
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Reading the graph
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Advisor at M•• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• A•••• M••••••••• L•• | Mixed wealth | Jun 17, 2020 | n/a | yes | CONSHOHOCKEN, PA | Current employment |
| M•• S••••••••• L•• | No RAUM reported | May 28, 2019 | n/a | yes | Boston, MA|Conshohocken, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• C•••••••• G••••• L•• | M•• S••••••••• L•• | Dec 31, 2019 | May 28, 2019 | -217 | Firm change after gap | Other |
| N•• A•••••••• I••• | T•• C•••••••• G••••• L•• | Dec 1, 2010 | Jan 3, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155430:44254:PA:2019-12-31 | Dec 31, 2019 | May 28, 2019 | PLYMOUTH MEETING, PA | Firm change after gap |
| Former SEC adviser |
| Jan 3, 2011 |
| Dec 31, 2019 |
| no |
| PLYMOUTH MEETING, PA |
| Previous registration |
| N•• A•••••••• I••• | n/a | Jan 4, 2010 | Dec 1, 2010 | no | PLYMOUTH MEETING, PA|BRYAN, OH | Previous registration |
| 33 |
| Firm change |
| Other |