DFX Intelligence

C•••••• M•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••••• M•••••• B••••

Advisor at V•••••••• H•••••••• L••

KNOXVILLE, TN | Morristown, TN

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Search this name across graphsid dfx:ria:d60f29c1-abb1-6e10-6569-1d1a4e694b50

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 24, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• H•••••••• L••	Independent wealth	Jun 26, 2026	n/a	yes	KNOXVILLE, TN\|Morristown, TN	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 12, 2024	Jul 6, 2026	no	Morristown, TN\|Morristown, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	V•••••••• H•••••••• L••	Jul 6, 2026	Jun 26, 2026	-10	Firm change	Ibd to RIA
M•• I•••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 16, 2024	Aug 12, 2024

Relationships

Registered with (4)

→ V•••••••• H•••••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2024 to Jul 6, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 6, 2022 to Aug 16, 2024factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d60f29c1-abb1-6e10-6569-1d1a4e694b50
First observed: Nov 24, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.