DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• • A••••••••• I•••
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• • A••••••••• I••• | Independent wealth | Jan 4, 2023 | n/a | yes | TAMPA, FL|TAMPA, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 1, 2009 | Dec 31, 2022 | no | ST. PETERSBURG, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C••••• • A••••••••• I••• | Dec 31, 2022 | Jan 4, 2023 | 4 | Firm change | Ibd to ibd |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 13, 2009 | Jun 1, 2009 |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 10, 2008 | Oct 13, 2009 | no | ST. PETERSBURG, FL | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Oct 17, 2005 | Oct 16, 2007 | no | TAMPA, FL | Previous registration |
| -134 |
| Bulk transfer |
| Other |
| T• R••• P•••• A••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Oct 16, 2007 | Jan 10, 2008 | 86 | Firm change | Other |