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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Louisville, KY | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Mar 16, 2021 | n/a | yes | LOUISVILLE, KY|Louisville, KY | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 18, 2019 | Nov 6, 2019 | no | LOUISVILLE, KY | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jan 23, 2006 | Oct 18, 2019 | no | LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.J.B. HILLIARD, W.L. LYONS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |