DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• P••••••• I••••••••• A•••••••• L••
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Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Nov 24, 2025 | n/a | yes | Culver City, CA|SAN FRANCISCO, CA | Current employment |
| C••••••• P••••••• I••••••••• A•••••••• L•• | I•••••••••_MANAGER | Dec 22, 2021 | n/a | yes | NEWPORT BEACH, CA|Culver City, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• W••••• M••••••••• I••• | M••••••• L•• | Mar 4, 2026 | Jan 12, 2018 | -2,973 | Firm change after gap | Other |
| M••••••• L•• | C••••••• P••••••• I••••••••• A•••••••• L•• | Dec 14, 2021 | Dec 22, 2021 |
| M••••••• L•• | Former SEC adviser | Jan 12, 2018 | Dec 14, 2021 | no | Culver City, CA | Previous registration |
| F••••••• W••••• M••••••••• I••• | Former SEC adviser | Apr 17, 2012 | Mar 4, 2026 | no | SANTA MONICA, CA|CULVER CITY, CA|Los Angeles, CA | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | Sep 17, 2003 | Jul 7, 2004 | no | THOUSAND OAKS, CA | Previous registration |
| 8 |
| Firm change |
| Other |
| F•••••••• W••• G•••• | F••••••• W••••• M••••••••• I••• | Jul 7, 2004 | Apr 17, 2012 | 2,841 | Firm change after gap | Other |