This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KINGSWOOD WEALTH ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 5, 2002earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

17

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S66

First exam

Nov 5, 2002

First registration

Jan 26, 2004

Dual registered

yes, broker-dealer

IAPD individual key

4567985

• Occurred

  Feb 8, 2024
  Advisor changed firm

  Brian Michael Dixon left Rbc Capital Markets, Llc for Kingswood Wealth Advisors, Llc (registered 2024-01-25)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d62cf075-ff9c-d85c-e90c-16365d886ec8

First observed

Jan 26, 2004

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.