DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

EIGENVECTORCAPITAL LLC

EIGENVECTOR CAPITAL LLC, CRD 171564

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d62dfc95-08db-43d7-7325-990d1dc1f2a9

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2014 to Mar 30, 2017
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15.8MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 3
SEC number: 801-80399
CRD: 171564
Filings on the tape: 5
First filed: Sep 22, 2014
Latest filed: Mar 30, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALLARD, SEAN, WESLEY	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	C	yes	03/2014	Sep 22, 2014	Mar 30, 2017
REX, NATHAN, B.	CHIEF INVESTMENT OFFICER	D	yes	03/2014	Sep 22, 2014	Mar 30, 2017
DANKO, KEITH, MICHAEL	SENIOR ADVISOR	A	no	03/2014	Sep 22, 2014	Mar 30, 2017
TROY, ALEXANDER	SENIOR ADVISOR	A	no	03/2014	Mar 31, 2015	Mar 30, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$15.8M	$15.8M	2	1	n/a	n/a	n/a
2015	Mar 31, 2016	$45.1M	$45.1M	2	1	n/a	n/a	n/a
2014	May 21, 2015	$46.5M	$46.5M	2	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$15.8M	$45.1M	-65.1%	n/a	n/a	2	2	n/a	n/a

Relationships

Owns (2)

← DANKO, KEITH, MICHAELOwnerSENIOR ADVISOR, ownership code A, individual
Sep 22, 2014 to presentfactForm ADV
← TROY, ALEXANDEROwnerSENIOR ADVISOR, ownership code A, individual
Mar 31, 2015 to presentfactForm ADV

Controls (2)

← BALLARD, SEAN, WESLEYOwnerCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 22, 2014 to presentfactForm ADV
← REX, NATHAN, B.OwnerCHIEF INVESTMENT OFFICER, ownership code D, individual
Sep 22, 2014 to presentfactForm ADV

Dated events

Occurred
Sep 22, 2014
First Form ADV filing
Eigenvectorcapital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d62dfc95-08db-43d7-7325-990d1dc1f2a9
First observed: Sep 22, 2014
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EIGENVECTORCAPITAL LLC

EIGENVECTOR CAPITAL LLC, CRD 171564

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d62dfc95-08db-43d7-7325-990d1dc1f2a9

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALLARD, SEAN, WESLEY

CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

03/2014

Sep 22, 2014

Mar 30, 2017

REX, NATHAN, B.

CHIEF INVESTMENT OFFICER

yes

03/2014

Sep 22, 2014

Mar 30, 2017

DANKO, KEITH, MICHAEL

SENIOR ADVISOR

03/2014

Sep 22, 2014

Mar 30, 2017

TROY, ALEXANDER

SENIOR ADVISOR

03/2014

Mar 31, 2015

Mar 30, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$15.8M

n/a

2015

Mar 31, 2016

$45.1M

n/a

2014

May 21, 2015

$46.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$15.8M

$45.1M

-65.1%

n/a