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Advisor at LPL FINANCIAL LLC
WATERBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 3, 2026 | n/a | yes | WATERBURY, CT | Current employment |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Jan 11, 2023 | Apr 25, 2023 | no | WILMINGTON, DE | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Aug 30, 2021 | Dec 31, 2022 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S UNITED ADVISORS, INC. | LPL FINANCIAL LLC | Apr 25, 2023 | Mar 3, 2026 | 1,043 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 292454:6413:DE:2023-04-19 | Apr 25, 2023 | Mar 3, 2026 | WILMINGTON, DE | Firm change after gap |