DFX Intelligence

D•••• E•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

D•••• E•••• A•••••

Advisor at L•• F•••••••• L••

WOODBRIDGE, VA

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Search this name across graphsid dfx:ria:d632246b-45fc-158e-90f0-55860001c184

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	n/a	yes	WOODBRIDGE, VA	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Feb 15, 2022	May 18, 2022	no	Woodbridge, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
M•• I•••••••• S•••••••• L••	C••• B•••••••• S•••••••• I•••	Jan 19, 2022	Feb 15, 2022

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2022 to May 18, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2021 to Jan 19, 2022factForm ADV
→ N••• F•••••• I••••••••• S•••••••• L••

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d632246b-45fc-158e-90f0-55860001c184
First observed: Jan 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.