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Advisor at LPL FINANCIAL LLC
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | SARASOTA, FL | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jul 19, 2017 | Mar 24, 2021 | no | PALATINE, IL|NILES, IL|PARK RIDGE, IL|NORTHBROOK, IL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Apr 18, 2013 | May 2, 2017 | no | NILES, IL|BELVIDERE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | LPL FINANCIAL LLC | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |
| PNC WEALTH MANAGEMENT | BMO HARRIS FINANCIAL ADVISORS, INC | May 2, 2017 | Jul 19, 2017 | 78 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 129052:137115:IL:2017-05-02 | May 2, 2017 | Jul 19, 2017 | BELVIDERE, IL | Firm change |