This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Mar 19, 2019

First registration

Apr 5, 2019

Dual registered

yes, broker-dealer

Other names

Shane Patrick Okeefe|Shane P O'Keefe|Shane OKeefe|Shane O'Keefe

IAPD individual key

7004750

• Occurred

  Mar 13, 2026
  Advisor changed firm

  Shane P. O'Keefe left J.P. Morgan Securities Llc for Cetera Investment Advisers Llc (registered 2026-03-20)

  Form ADVobserved 5 days ago
• Occurred

  Jun 10, 2022
  Advisor changed firm

  Shane P. O'Keefe left Securian Financial Services, Inc. for J.P. Morgan Securities Llc (registered 2022-09-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d644915a-4d53-7ade-6e01-54ba53e7c8d3

First observed

Apr 5, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.