DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID ANTHONY ZAVARELLI

Advisor at LPL FINANCIAL LLC

MILFORD, CT | DANBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d650e90d-718c-cf83-1233-783c22e6c154

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 28, 2006
First registration: Mar 21, 2007
Dual registered: yes, broker-dealer
Other names: DAVID A ZAVARELLI
IAPD individual key: 5150387

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2018	n/a	yes	DANBURY, CT\|MILFORD, CT	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	May 8, 2018	no	DANBURY, CT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Oct 8, 2008	Jan 2, 2009	no	NEW MILFORD, CT\|Danbury, CT\|NEWTOWN, CT\|SOUTHBURY, CT	Previous registration
EDWARD JONES	National bd RIA	Mar 21, 2007	Oct 7, 2008	no	BROOKFIELD, CT\|ST LOUIS, MO\|MIDDLEBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	May 8, 2018	May 7, 2018	-1	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
EDWARD JONES	RAYMOND JAMES FINANCIAL SERVICES, INC.	Oct 7, 2008	Oct 8, 2008	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 7, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to May 8, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 8, 2008 to Jan 2, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 21, 2007 to Oct 7, 2008factForm ADV

Dated events

No dated event names this entity yet.