This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 11, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Jun 11, 1982

First registration

Feb 21, 2003

Dual registered

no

Other names

RICKY LEE GRUNDEN|RICKY LEE GRUNDEN|Ricky Grunden

IAPD individual key

1028049

• Occurred

  Jan 28, 2026
  Advisor changed firm

  Ricky Lee Grunden left Grunden Financial Advisory, Inc. for Allworth Financial, L.P. (registered 2026-01-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d669f60c-df99-c2d4-8d1e-b3a3f5cc7df2

First observed

Feb 21, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.