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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

BRAD TERRANCE BAUMANN

Advisor at STRATEGIC ADVISERS LLC

THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:d67dfdef-06c3-2a0b-333d-3a5bcb71d85e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 13, 2019
First registration: Aug 13, 2010
Dual registered: yes, broker-dealer
Other names: BRAD TERRANCE BAUMANN|Bradley Terrance Baumann
IAPD individual key: 5828002

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	THOUSAND OAKS, CA\|THOUSAND OAKS, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 6, 2019	Mar 31, 2025	no	THOUSAND OAKS, CA	Previous registration
FORTRESS WEALTH MANAGEMENT, INC.	Former SEC adviser	Feb 3, 2017	Dec 31, 2018	no	CULVER CITY, CA	Previous registration
CRITICAL CAPITAL MANAGEMENT, INC.	n/a	Aug 13, 2010	Jun 7, 2014	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
FORTRESS WEALTH MANAGEMENT, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 31, 2018	Jun 6, 2019	157	Firm change	RIA to ibd
CRITICAL CAPITAL MANAGEMENT, INC.	FORTRESS WEALTH MANAGEMENT, INC.	Jun 7, 2014	Feb 3, 2017	972	Firm change after gap	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2019 to Mar 31, 2025factForm ADV
→ FORTRESS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 3, 2017 to Dec 31, 2018factForm ADV
→ CRITICAL CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 13, 2010 to Jun 7, 2014factForm ADV

Dated events

No dated event names this entity yet.