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A••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

A••••• D•••••

Advisor at J••• M••••• S••••••••• L••

Lexington, KY | Columbus, OH

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Search this name across graphsid dfx:ria:d68f3727-19c6-8ec5-6fa3-64c51b5fd53e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 18, 2018	n/a	yes	Columbus, OH\|Lexington, KY	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Sep 6, 2017	Jul 16, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	J••• M••••• S••••••••• L••	Jul 16, 2018	Sep 18, 2018	64	Firm change	RIA to wirehouse
W•••• F•••• A•••••••	J••••• H•••••••• W••• L••••• L••	Sep 7, 2017

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jul 7, 2015factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Sep 6, 2017 to Jul 16, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2016 to Sep 7, 2017factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d68f3727-19c6-8ec5-6fa3-64c51b5fd53e
First observed: May 11, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.