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Advisor at MOMENTUM INDEPENDENT NETWORK INC.
Winston-Salem, NC | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Aug 24, 2021 | n/a | yes | Winston-Salem, NC|DALLAS, TX | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 18, 2019 | Aug 13, 2021 | no | Winston-Salem, NC|WINSTON-SALEM, NC | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jul 12, 2012 | Oct 18, 2019 | no | LOUISVILLE, KY|WINSTON-SALEM, NC | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 5, 2006 | Jul 20, 2012 | no | WINSTON-SALEM, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Oct 12, 2006 | no | WINSTON-SALEM, NC|NEW YORK, NY|WINSTON-SALEM, NC | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Dec 31, 2001 | Feb 21, 2006 | no | WINSTON-SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | MOMENTUM INDEPENDENT NETWORK INC. | Aug 13, 2021 | Aug 24, 2021 | 11 | Firm change | RIA to ibd |
| J.J.B. HILLIARD, W.L. LYONS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |
| RBC CAPITAL MARKETS, LLC | J.J.B. HILLIARD, W.L. LYONS, LLC | Jul 20, 2012 | Jul 12, 2012 | -8 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | Oct 12, 2006 | Oct 5, 2006 | -7 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |