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Reading the graph
Advisor at WELLS FARGO ADVISORS
MYSTIC, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 25, 2025 | n/a | yes | MYSTIC, CT | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 11, 2015 | Jun 30, 2025 | no | PHOENIX, AZ|MYSTIC, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | WELLS FARGO ADVISORS | Jun 30, 2025 | Jun 25, 2025 | -5 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:19616:CT:2025-06-30 | Jun 30, 2025 | Jun 25, 2025 | MYSTIC, CT | Firm change |