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RIA / WealthAdvisor37 years in industry

KEVIN MICHAEL FUERST

Advisor at FUERST FINANCIAL GROUP, INC.

CHATTANOOGA, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FUERST FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Mar 23, 1989
First registration: Mar 26, 2004
Dual registered: no
IAPD individual key: 1932131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FUERST FINANCIAL GROUP, INC.	Independent wealth	Mar 16, 2009	n/a	yes	CHATTANOOGA, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Aug 9, 2019	no	CHATTANOOGA, TN	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 15, 2007	Dec 5, 2017	no	CHATTANOOGA, TN\|El Segundo, CA\|LOS ANGELES, CA	Previous registration
M.R. SPENCER ADVISORY SERVICES, LLC	Former SEC adviser	Sep 20, 2005	Dec 31, 2009	no	CHATTANOOGA, TN	Previous registration
H. BECK, INC.	Former SEC adviser	Jul 1, 2004	Jul 6, 2004	no	CHATTANOOGA, TN	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Mar 26, 2004	Jul 1, 2004	no	CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	n/a	Aug 9, 2019	n/a	n/a	Departure no registered destination	Departure
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FUERST FINANCIAL GROUP, INC.	Dec 5, 2017	Mar 16, 2009	-3,186	Firm change after gap	Other
M.R. SPENCER ADVISORY SERVICES, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 31, 2009	Oct 15, 2007	-808	Firm change after gap	Other
H. BECK, INC.	M.R. SPENCER ADVISORY SERVICES, LLC	Jul 6, 2004	Sep 20, 2005	441	Firm change after gap	Other
SUNAMERICA SECURITIES, INC.	H. BECK, INC.	Jul 1, 2004	Jul 1, 2004	0	Firm change	Other

Relationships

Registered with (6)

→ FUERST FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Mar 16, 2009 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Aug 9, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 15, 2007 to Dec 5, 2017factForm ADV
→ M.R. SPENCER ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 20, 2005 to Dec 31, 2009factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jul 1, 2004 to Jul 6, 2004factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Mar 26, 2004 to Jul 1, 2004factForm ADV

Dated events

No dated event names this entity yet.