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Advisor at D'ARCY WEALTH MANAGEMENT, INC. - A CALIFORNIA CORPORATION
CORONA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D'ARCY WEALTH MANAGEMENT, INC. - A CALIFORNIA CORPORATION | State registered | Nov 18, 2016 | n/a | yes | CORONA, CA | Current employment |
| Ibaa | Former SEC adviser | Aug 31, 2016 | Apr 17, 2017 | no | SAN BERNARDINO, CA | Previous registration |
| LINDSEY FINANCIAL, INC. | n/a | Dec 2, 2015 | Sep 13, 2016 | no | REDLANDS, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Sep 6, 2013 | Feb 5, 2015 | no | MISSOULA, MT | Previous registration |
| HOPLON FINANCIAL GROUP | n/a | Oct 13, 2011 | Oct 14, 2011 | no | IRVINE, CA | Previous registration |
| WEALTH ASSET MANAGERS | Independent wealth | Oct 11, 2011 | Jun 27, 2013 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Ibaa | D'ARCY WEALTH MANAGEMENT, INC. - A CALIFORNIA CORPORATION | Apr 17, 2017 | Nov 18, 2016 | -150 | Firm change after gap | Other |
| LINDSEY FINANCIAL, INC. | Ibaa | Sep 13, 2016 | Aug 31, 2016 | -13 | Firm change | Other |
| SAGEPOINT FINANCIAL, INC. | LINDSEY FINANCIAL, INC. | Feb 5, 2015 | Dec 2, 2015 | 300 | Firm change | Other |
| WEALTH ASSET MANAGERS | HOPLON FINANCIAL GROUP | Jun 27, 2013 | Oct 13, 2011 | -623 | Firm change after gap | Other |
| HOPLON FINANCIAL GROUP | SAGEPOINT FINANCIAL, INC. | Oct 14, 2011 | Sep 6, 2013 | 693 | Firm change after gap | Other |