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C••••••••• M••••••••• C••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••••• M••••••••• C••• I•••

CRD 105307

ST PAUL, MN

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Search this name across graphsid dfx:ria:d6df2314-d293-8d44-aa38-b67b7349ed94

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 3
On other graphs: 2
Observed: Mar 30, 2012 to Mar 17, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• M••••••••• C••• I•••

Private equity manager · shared crd

Independent Sponsorsidentity

C••••••••• M••••••••• C••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.7BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• D••••••••• S••••••••• F•••• L••	Hedge Fund	$166M	Jun 27, 2024	61	Mar 17, 2022	reported	021-391798
C••••••••• P•••••• O••••••••• F••• V• L•••	Private Equity Fund	$156M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• S•••••• B••••••	Director	B	yes	03/2000	Mar 30, 2012	Jun 27, 2024
C••••••••• C••••••••• B•••••	DIRECTOR, VICE PRESIDENT AND SECRETARY	B	yes	03/2013	Mar 28, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tacoma	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.7B	$4.1B	13.6%	$3.2B	13.7%	1	1	1	1

Relationships

Advises (10)

→ C••••••••• O••••••••• F•••• L•••Private fundHedge Fund, IA
Mar 20, 2018 to presentfactForm ADV
→ C••••••••• P•••••• O••••••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ C••••••••• P•••••• O••••••••• F••• I••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C••••••••• D••••••••• S••••••••• F•••• L••

Dated events

Occurred
Dec 19, 2022
Control person joined
Leslie Daniel Titcomb (Director) appeared on Schedule A of C••••••••• M••••••••• C••• I•••
Form ADVobserved 6 days ago
Occurred
Dec 19, 2022
Control person left
Cromelin Daniel Titcomb (Director) no longer on Schedule A of C••••••••• M••••••••• C••• I••• (listed 2022-06-29, absent 2022-12-19)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2022
Regulatory AUM changed
C••••••••• M••••••••• C••• I••• reported RAUM $3.9B, up 27% from $3.1B (2021-07-01 to 2022-03-17)
Form ADVobserved 6 days ago
$839M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6df2314-d293-8d44-aa38-b67b7349ed94
First observed: Mar 30, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 17, 2026	$4.7B	$4.7B	1	1	1	8	n/a
2024	Mar 11, 2025	$4.1B	$4.1B	1	1	1	8	n/a
2023	Mar 25, 2024	$3.8B	$3.8B	1	1	1	8	$783M
2022	Mar 23, 2023	$3.2B	$3.2B	1	1	1	8	$662M
2021	Mar 17, 2022	$3.9B	$3.9B	1	1	1	7	$683M
2020	Mar 25, 2021	$3.1B	$3.1B	1	1	1	6	$523M
2019	Feb 28, 2020	$2.7B	$2.7B	1	1	1	5	$444M
2018	Mar 1, 2019	$2.3B	$2.3B	1	1	1	5	$437M
2017	Mar 20, 2018	$2.6B	$2.6B	1	1	1	5	$430M
2016	Mar 24, 2017	$2.2B	$2.2B	1	1	n/a	5	$355M
2015	Mar 24, 2016	$2.2B	$2.2B	1	1	n/a	5	$360M
2014	Mar 31, 2015	$2.4B	$2.4B	1	1	n/a	5	$398M
2013	Mar 28, 2014	$2.2B	$2.2B	1	1	n/a	4	$265M
2012	Mar 28, 2013	$2.0B	$2.0B	1	1	n/a	4	$262M
2011	Mar 30, 2012	$1.9B	$1.9B	n/a	n/a	n/a	4	$396M