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Advisor at BUENA VISTA INVESTMENT MANAGEMENT LLC
WISCONSIN RAPIDS, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BUENA VISTA INVESTMENT MANAGEMENT LLC | Former SEC adviser | Jan 1, 2026 | n/a | yes | WISCONSIN RAPIDS, WI | Current employment |
| COUR FINANCIAL LLC | n/a | May 31, 2017 | Dec 31, 2019 | no | WISCONSIN RAPIDS, WI | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Nov 27, 2013 | May 30, 2017 | no | WICONSIN RAPIDS, WI|KENTWOOD, MI | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 25, 2012 | Dec 11, 2013 | no | SAN DIEGO, CA|WISCONSIN RAPIDS, WI | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | May 25, 2012 | Jul 2, 2012 | no | SAN DIEGO, CA|WISCONSIN RAPIDS, WI | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Feb 22, 2011 | Dec 31, 2013 | no | WISCONSIN RAPIDS, WI | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Mar 17, 2006 | Feb 24, 2011 | no | WISCONSIN RAPIDS, WI | Previous registration |
| FIRST HEARTLAND CONSULTANTS, INC. | Bd affiliated wealth | Oct 20, 2005 | Feb 28, 2006 | no | WISCONSIN RAPIDS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COUR FINANCIAL LLC | BUENA VISTA INVESTMENT MANAGEMENT LLC | Dec 31, 2019 | Jan 1, 2026 | 2,193 | Firm change after gap | Other |
| REGAL INVESTMENT ADVISORS LLC | COUR FINANCIAL LLC | May 30, 2017 | May 31, 2017 | 1 | Firm change | Other |
| ONYX WEALTH ADVISORS, INC. | FIRST ALLIED SECURITIES, INC. | Dec 31, 2013 | May 25, 2012 | -585 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | REGAL INVESTMENT ADVISORS LLC | Dec 11, 2013 | Nov 27, 2013 | -14 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | May 25, 2012 | -38 | Bulk transfer | Other |
| EAGLE STRATEGIES LLC | ONYX WEALTH ADVISORS, INC. | Feb 24, 2011 | Feb 22, 2011 | -2 | Firm change | Other |
| FIRST HEARTLAND CONSULTANTS, INC. | EAGLE STRATEGIES LLC | Feb 28, 2006 | Mar 17, 2006 | 17 | Firm change | Other |