DFX Intelligence

E•••••••• A•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

E•••••••• A•• K••••

Advisor at U•• F•••••••• S••••••• I•••

DENVER, CO

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Search this name across graphsid dfx:ria:d6f5064b-7d82-2c06-4859-ecf6557a4a87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	May 14, 2026	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 18, 2024	May 15, 2026	no	SAN DIEGO, CA\|Denver, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	U•• F•••••••• S••••••• I•••	May 15, 2026	May 14, 2026	-1	Firm change	Ibd to wirehouse
R•••••• J•••• • A••••••••• I•••	L•• F•••••••• L••	Jun 29, 2023	Jan 18, 2024

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2024 to May 15, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2021 to Jun 29, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
May 15, 2026
Advisor changed firm
E•••••••• A•• K•••• left L•• F•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-05-14)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2023
Advisor changed firm
E•••••••• A•• K•••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2024-01-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6f5064b-7d82-2c06-4859-ecf6557a4a87
First observed: Aug 29, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.