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C••••••••• L•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

C••••••••• L•• M•••••••

Advisor at I••••••••• P••••••• S••••••••• L••

Oklahoma City, OK

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Search this name across graphsid dfx:ria:d6f828a4-be3a-1a14-02a0-fa933d8cc171

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• P••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• P••••••• S••••••••• L••	State registered	Dec 12, 2017	n/a	yes	Oklahoma City, OK	Current employment
C••••••••• I••••••••• A••••••• G••••• L••	n/a	Aug 2, 2012	Jul 22, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• P••••••• S••••••••• L••	C••••••••• I••••••••• A••••••• G••••• L••	Nov 19, 2016	Aug 2, 2012	-1,570	Firm change after gap	Other
C••••••••• I••••••••• A••••••• G••••• L••	I••••••••• P••••••• S••••••••• L••	Jul 22, 2016

Relationships

Registered with (3)

→ I••••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 2, 2003 to Nov 19, 2016factForm ADV
→ C••••••••• I••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Aug 2, 2012 to Jul 22, 2016factForm ADV
→ P••• G•••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 1999 to Oct 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6f828a4-be3a-1a14-02a0-fa933d8cc171
First observed: Apr 13, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.