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Advisor at LPL FINANCIAL LLC
MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 18, 2019 | n/a | yes | MORRISTOWN, NJ | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | Jul 23, 2019 | no | MORRISTOWN, NJ | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Sep 4, 2003 | Mar 28, 2005 | no | SPRING BRANCH, TX|Wormleysburg, PA|MORRISTOWN, NJ | Previous registration |
| THE ADVISORS GROUP, INC. | n/a | Apr 25, 2002 | Sep 6, 2003 | no | SOMERVILLE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LPL FINANCIAL LLC | Jul 23, 2019 | Jul 18, 2019 | -5 | Firm change | Ibd to RIA |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |
| THE ADVISORS GROUP, INC. | CAMBRIDGE INVESTMENT RESEARCH, INC. | Sep 6, 2003 | Sep 4, 2003 | -2 | Firm change | Other |