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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

TROY JAMES JOHNSTON

Advisor at D.A. DAVIDSON & CO.

BEND, OR

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Search this name across graphsid dfx:ria:d6fa8fef-7cb1-6a56-d0e6-6a0c79ec8ac8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 9, 1990
First registration: Apr 23, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2088699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Aug 27, 2019	n/a	yes	BEND, OR	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Aug 29, 2019	no	PORTLAND, OR\|BEND, OR\|BEND, OR\|BEND, OR\|BEND, OR\|BEND, OR\|VANCOUVER, WA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 24, 2009	Jan 3, 2011	no	BEND, OR\|BEND, OR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 23, 2003	Apr 15, 2009	no	BEND, OR\|BEND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	D.A. DAVIDSON & CO.	Aug 29, 2019	Aug 27, 2019	-2	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO INVESTMENTS, LLC	Apr 15, 2009	Mar 24, 2009	-22	Firm change	Other

Relationships

Registered with (4)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Aug 27, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Aug 29, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 24, 2009 to Jan 3, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 23, 2003 to Apr 15, 2009factForm ADV

Dated events

No dated event names this entity yet.