DFX Intelligence

J••• E•••••• T••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••• E•••••• T••••• M•••••••

Advisor at A•••• C•••••• C••••

CORAL GABLES, FL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6fb4af6-82ea-beaf-3804-a14d91a6ce6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 4, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• L••	State registered	Apr 17, 2025	n/a	yes	CORAL GABLES, FL	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	CORAL GABLES, FL\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• L••	A•••• C•••••• C••••	Dec 31, 2024	Jan 1, 2025	1	Firm change	Other
R•••••• W•••••	R•••• L••	Sep 6, 2012	May 9, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
160536:15007:FL:2024-12-31	Dec 31, 2024	Jan 1, 2025	CORAL GABLES, FL	Firm change

Relationships

Registered with (6)

→ R•••• L••Registered adviserregistration: previous registration
May 9, 2012 to Dec 31, 2024factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ R•••••• W•••••Registered adviserregistration: previous registration
Jul 9, 2010 to Sep 6, 2012factForm ADV
→ O••••••••• • C•• I•••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
J••• E•••••• T••••• M••••••• left R•••• L•• for A•••• C•••••• C•••• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6fb4af6-82ea-beaf-3804-a14d91a6ce6f
First observed: Sep 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.