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Advisor at LPL FINANCIAL LLC
HUNTLEY, IL | BROOKFIELD, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 22, 2022 | n/a | yes | BROOKFIELD, WI|HUNTLEY, IL | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 3, 2019 | Sep 9, 2022 | no | Chicago, IL|Algonquin, IL | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jun 24, 2016 | Jun 10, 2019 | no | JANESVILLE, WI|MARENGO, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 31, 2006 | Sep 26, 2014 | no | MILWAUKEE, WI|CHARLOTTE, NC|CHARLOTTE, NC|MENOMONEE FALLS, WI|GLENDALE, AZ|CHICAGO, IL|AURORA, CO|DULUTH, MN|HUNTLEY, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | LPL FINANCIAL LLC | Sep 9, 2022 | Sep 22, 2022 | 13 | Firm change | Ibd to RIA |
| BMO HARRIS FINANCIAL ADVISORS, INC | U.S. BANCORP INVESTMENTS, INC. | Jun 10, 2019 | Sep 3, 2019 | 85 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | BMO HARRIS FINANCIAL ADVISORS, INC | Sep 26, 2014 | Jun 24, 2016 | 637 | Firm change after gap | Other |